I have produced a sample BRD for regulatory trade reporting that might apply for regulations such as EMIR, MiFID II and SFTR. A full BRD will be coming soon that could be adapted for use in Investment Banking and in Asset Management for post trade regulatory reporting
| Custom Service? | Yes |
| Product Excerpt | Contents 1 Introduction 4 1.1 Background/Business Problem 4 1.2 Relationship To Other Regulations 4 1.2.1 EMIR 4 1.2.2 Dodd Frank 4 1.2.3 AIFMD 5 1.2.4 MAD 5 1.3 Buy Side Changes 5 2 Scope 5 2.1 In Scope 5 2.1.1 Trade Vs Transaction Reporting 6 2.1.2 Best Execution 6 2.2 Out of Scope (For Now!) 6 2.2.1 Transparency – Large in scale waiver 6 2.2.2 Transparency – Double Volume Cap 6 2.2.3 Transparency – Bonds 7 2.2.4 Investment Firms Engaged in Algorithmic Trading 7 2.2.5 Post Trade STP 7 2.2.6 Position Limits 7 2.2.7 Market Making 7 2.2.8 Commodities Houses 7 2.2.9 Costs and Charges 7 3 Approach 7 3.1 User Groups Impacted 7 3.2 Assumptions and Constraints 8 3.3 Dependencies and Risks 8 4 Business Requirements 8 4.1 Current State - As Is 8 4.2 Proposed State – To Be 9 4.3 Requirements Table 11 5 Non-Functional Requirements 13 6 Appendices 13 |
| File Type | |
| Industry Category | Commodities, Mining, Consulting, Management, Finance, Banking, Accounting, IT, Computing |
| Digital Product Type | Analysis, Business Analysis, Data, Functional Specification, Process Map, Requirements Specification, Specification, Systems Analysis |
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